Challenging the Regulator

30 Aug 2019
09:15 - 09:45
Board Room

Challenging the Regulator

Recent prosecutions of corporate officers and the current focus on penalties for officers of social media companies highlights the increased focus on officer due diligence compliance. Regulators are no longer interested in a ‘relationship’, they expect compliance.

The session will unpack the differences between officers and senior executive managers, identify how to comply with the due diligence duty and identify what a ‘defence brief’ looks like.